Riley Kelly
Riley Kelly is a ChFC-designated registered investment advisor at Wealth Legacy Group, INC., based in San Diego, CA, with 41 years of industry experience. Riley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 105 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.68% |
| $10.0M - $20.0M | 0.52% |
| $20M+ | 0.36% |
Wealth Legacy Group also offers a performance-based fee option through Dunham Funds for qualified investors. The fee is 5% of the growth above the "high-water mark."
Fee Estimator
Location
4540 Kearny Villa Road, Suite 114, San Diego, CA, 92123
Get directionsHistory
Regulatory History (3)
Regulatory
April 2010Regulatory
November 2006Criminal
November 2005Other Business ActivitiesSells Insurance
Riley is the owner and an insurance agent at R. J. Kelly Financial & Insurance Services since 2006, where he is licensed to sell life and health insurance. He devotes about 10-20% of his time to this activity.
Employment History
Current Registrations
Wealth Legacy Group, INC.
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Sentra Securities CORP
Sentra Securities CorporationBroker
Laguna Securities, INC.Broker
Manequity, INC.Broker
Mutual Service CorporationBroker
Wealth Resource Capital CorporationBroker
Monarch Securities, INC.Broker
Manequity, INC.Broker
Century Investors of America, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.