Mark Shaber is a registered investment advisor at Fisher Investments, based in Lahaina, HI, with 40 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 199,922 clients with $390B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2984 advisors
Number of Clients
199,922 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$386.7B
Fee Structure
Minimum Investment:$10M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.85% |
| $25.0M - $50.0M | 0.80% |
| $50M+ | 0.80% |
Rates vary by investment strategy. The schedule shown reflects standard rates for core global equity strategies. Other strategies have different schedules, and fees for amounts above certain thresholds are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Lahaina, HI
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2001Final
Employment Separation After Allegations
September 1987Employment History
Current Registrations
Fisher Investments
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Wall Street Advisors L.L.C.
February 2006 - July 2012 · 6 yrs 5 mos
Fisher Investments
October 2001 - January 2006 · 4 yrs 3 mos
Sentra Securities CorporationBroker
April 2001 - November 2001 · 7 mos
Pacific West Securities, INC.Broker
February 2000 - February 2001 · 1 yr
Take Charge FinancialBroker
November 1996 - June 1998 · 1 yr 7 mos
Pacific Harbor Securities, INC.Broker
May 1994 - August 1996 · 2 yrs 3 mos
Princor Financial Services CorporationBroker
January 1990 - April 1994 · 4 yrs 3 mos
Mutual Benefit Financial Service CompanyBroker
November 1988 - October 1989 · 11 mos
Shearson Lehman Brothers INC.Broker
September 1985 - October 1987 · 2 yrs 1 mo
Foster & Marshall INC.Broker
June 1985 - September 1985 · 3 mos
Dean Witter Reynolds INC.Broker
December 1982 - June 1985 · 2 yrs 6 mos
State Registrations4 states
HIIDTXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Jennifer Macedo, CFPFront Street Financial