ED
ChFC
ED
ChFC
Edward Dublis
43 Years of Experience
Byron Center, MI
2 DisclosuresBrokerSells Insurance
Edward Dublis is a ChFC-designated registered investment advisor, based in Byron Center, MI, with 43 years of industry experience.
Location
1414 84th St. SW, Byron Center, MI, 49315
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2023Settled
Customer Dispute
September 2021Closed-No Action
Other Business ActivitiesSells Insurance
Edward is an advisory representative of an RIA, an independent insurance agent, a professional musician, and an IAR doing business as Retirement & Wealth Strategies. He dedicates about half his time to his RIA role, a few hours per week to insurance, about 10-20% of his time to music, and about a quarter of his time to Retirement & Wealth Strategies.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2021 - Present · 4 yrs 10 mos
Cambridge Investment Research, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
LPL Financial LLC
December 2013 - July 2021 · 7 yrs 7 mos
LPL Financial LLCBroker
December 2013 - July 2021 · 7 yrs 7 mos
Invest Financial Corporation
July 2005 - December 2013 · 8 yrs 5 mos
Invest Financial CorporationBroker
July 2005 - December 2013 · 8 yrs 5 mos
Harbour Investments, INC.Broker
November 2003 - July 2005 · 1 yr 8 mos
Veravest Investments, INC.Broker
December 1996 - November 2003 · 6 yrs 11 mos
Hornor, Townsend & Kent, INC.Broker
June 1996 - December 1996 · 6 mos
MML Investors Services, INC.Broker
March 1996 - July 1996 · 4 mos
G. R. Phelps & CO., INC.Broker
September 1995 - March 1996 · 6 mos
New England SecuritiesBroker
February 1993 - August 1995 · 2 yrs 6 mos
Pruco Securities CorporationBroker
February 1983 - March 1993 · 10 yrs 1 mo
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.