TrueAdvisor
TrueAdvisor
CJ
CJ

Christopher Johnson

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Naples, FL
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Christopher Johnson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Naples, FL, with 42 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3777 Tamiami Trail North, Suite 300, Naples, FL, 34103

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
June 2008
Denied
Customer Dispute
August 2006
Settled
Customer Dispute
March 2001
Settled
Customer Dispute
April 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is involved in buying and selling cattle through 231st Wenonga LLC since 2007. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 1995 - Present · 31 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
June 1994 - Present · 32 yrs 4 mos
Previous Registrations
Rodman & Renshaw INC.Broker
July 1992 - July 1994 · 2 yrs
General Securities CORPBroker
March 1992 - July 1992 · 4 mos
Linsco/private Ledger CORP.Broker
April 1986 - May 1991 · 5 yrs 1 mo
Financial Planners Equity CorporationBroker
January 1985 - May 1986 · 1 yr 4 mos
Wzw Financial Services, INC.Broker
January 1983 - January 1985 · 2 yrs
State Registrations18 states
ARAZCACOFLGAIAKSMDMIMONCNYOKSCSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Naples, FL →All financial advisors in Florida →