CJ
CJ

Christopher Johnson

42 Years of Experience
Kansas City, MO
6 DisclosuresBroker

Christopher Johnson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Kansas City, MO, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

Loading...

Location

4622 Pennsylvania Avenue, Suite 1210, C, Kansas City, MO, 64112

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
June 2008
Denied
Customer Dispute
August 2006
Settled
Customer Dispute
March 2001
Settled
Customer Dispute
April 1991
Settled
Other Business Activities

Christopher is involved in buying and selling cattle through 231st Wenonga LLC since 2007. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 1995 - Present · 30 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 1994 - Present · 31 yrs 11 mos
Previous Registrations
Rodman & Renshaw INC.Broker
July 1992 - July 1994 · 2 yrs
General Securities CORPBroker
March 1992 - July 1992 · 4 mos
Linsco/private Ledger CORP.Broker
April 1986 - May 1991 · 5 yrs 1 mo
Financial Planners Equity CorporationBroker
January 1985 - May 1986 · 1 yr 4 mos
Wzw Financial Services, INC.Broker
January 1983 - January 1985 · 2 yrs
State Registrations17 states
ARAZCACOFLGAIAKSMDMIMONCNYOKSCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.