Thomas Connors
Thomas Connors is a CFP-designated registered investment advisor at Island Financial Advisors, based in Toms River, NJ, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Tax Planning. Their firm serves 259 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable.
Fee Estimator
Location
429 Hooper Avenue, Toms River, NJ, 08753
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
November 2017Regulatory
December 2014Employment Separation After Allegations
July 2012Customer Dispute
July 2008Customer Dispute
March 2008Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Thomas has a tax preparation practice, Island Financial Advisors, where he works full-time during tax season. He also sells fixed annuities and life insurance through Island Financial Advisors, dedicating a few hours per week, and owns real estate, spending minimal time as a landlord.
Employment History
Current Registrations
Island Financial Advisors
Previous Registrations
Red Oak Capital Management, INC.
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Prime Capital Services, INC.Broker
Reich & CO., INC.Broker
Invest Financial CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
Philips, Appel & Walden, INC.Broker
Baird, Patrick & CO., INC.Broker
Patten Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.