Thomas Simpson is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
April 2007 - June 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2007 - June 2009 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - April 2007 · 3 yrs 9 mos
Wachovia Securities, LLC
July 2003 - April 2007 · 3 yrs 9 mos
Prudential Securities Incorporated
February 1989 - July 2003 · 14 yrs 5 mos
Prudential Securities IncorporatedBroker
February 1989 - July 2003 · 14 yrs 5 mos
Rotan Mosle INC.Broker
January 1983 - March 1989 · 6 yrs 2 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.