PS
PS

Peter Sigal

41 Years of Experience
Greenwood Village, CO
BrokerSells Insurance

Peter Sigal is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenwood Village, CO, with 41 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

5655 S Yosemite Ste 300, Greenwood Village, CO, 80111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Peter volunteers as a court-appointed special advocate for children, dedicating minimal time. He also works as an OSJ manager and financial advisor at FFEC Wealth Partners, spending about a quarter of his time on investment advisory and brokerage services. Peter sells life and fixed annuities as an insurance agent, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
First Financial Equity CorporationBroker
September 2016 - April 2022 · 5 yrs 7 mos
First Financial Equity Corporation
August 2016 - April 2022 · 5 yrs 8 mos
Bakeravenue
October 2014 - June 2016 · 1 yr 8 mos
Charles Schwab & CO., INC.
September 2008 - May 2014 · 5 yrs 8 mos
Charles Schwab & CO., INC.Broker
September 2008 - May 2014 · 5 yrs 8 mos
First Financial Equity CorporationBroker
December 2006 - November 2007 · 11 mos
Morgan Stanley Dw INC.Broker
December 1982 - May 2006 · 23 yrs 5 mos
State Registrations12 states
ARAZCACOGAILINPASCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Sigal - Financial Advisor | TrueAdvisor