Thomas Chandler
Thomas Chandler is a registered investment advisor at Kerr Wealth Management, based in Freson, CA, with 43 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 7 more. Their firm serves 550 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Fees are negotiable and set at no more than 3% annually based on assets under management.
Fee Estimator
Location
7255 N 1st Street, Suite 101, Freson, CA, 93720
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
April 2020Employment Separation After Allegations
January 2018Customer Dispute
November 2002Customer Dispute
September 2002Customer Dispute
August 2002Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Thomas works as an agent selling life insurance. This non-investment related business takes minimal time.
Employment History
Current Registrations
Kerr Wealth Management
Previous Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
LPL Financial LLCBroker
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.