Michael Nolan
Michael Nolan is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 43 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1211 Avenue of the Americas, Suite 3300, New York, NY, 10036
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2017Other Business Activities
Michael is involved with several outside business activities. He is an employee/contractor for the Philadelphia Society for Promoting Agriculture, a director for the Hearing Health Foundation, and a sole proprietor of Little Hollow Farm and SPV Holdings, all requiring minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
Bear, Stearns & CO. INC.
J.P. Morgan Securities LLCBroker
Morgan Stanley & CO., IncorporatedBroker
Goldman, Sachs & CO.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.