James Robertson
James Robertson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Spring, TX, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2001 Timberloch Pl, Ste 500, Spring, TX, 77380-1375
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
July 2010Employment Separation After Allegations
June 2006Customer Dispute
January 2001Other Business ActivitiesSells Insurance
James owns investment-related and non-investment related real estate. He also works as an independent insurance broker for Corebridge, manages Ameriprise Business as an owner of Mint Private Client Group Pllc, serves as a director for Robertson, and provides expert witness services, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Raymond James Financial Services, INC.Broker
Raymond James Financial Services
Compass Brokerage, INC.Broker
New England SecuritiesBroker
MML Investors Services, INC.Broker
New England SecuritiesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.