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James Robertson

Ameriprise Financial Services, LLC
43 Years of Experience
Savannah, GA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

James Robertson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Savannah, GA, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

506 W Jones St, Savannah, GA, 31401-3114

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2010
Employment Separation After Allegations
June 2006
Customer Dispute
January 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James owns investment-related and non-investment related real estate. He also works as an independent insurance broker for Corebridge, manages Ameriprise Business as an owner of Mint Private Client Group Pllc, serves as a director for Robertson, and provides expert witness services, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2024 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLC
April 2024 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - April 2024 · 7 mos
Osaic Wealth, INC.
September 2023 - April 2024 · 7 mos
Sagepoint Financial, INC.
August 2010 - September 2023 · 13 yrs 1 mo
Sagepoint Financial, INC.Broker
August 2010 - September 2023 · 13 yrs 1 mo
LPL Financial Corporation
October 2006 - August 2010 · 3 yrs 10 mos
LPL Financial CorporationBroker
July 2006 - August 2010 · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2000 - June 2006 · 6 yrs
Raymond James Financial Services
June 2000 - June 2006 · 6 yrs
Compass Brokerage, INC.Broker
January 1999 - June 2000 · 1 yr 5 mos
New England SecuritiesBroker
July 1995 - January 1999 · 3 yrs 6 mos
MML Investors Services, INC.Broker
September 1994 - July 1995 · 10 mos
New England SecuritiesBroker
February 1983 - September 1994 · 11 yrs 7 mos
State Registrations17 states
COFLGAIAILINMOMSMTNCNYOHOKSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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