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Robert Graue

Robert W. Baird & CO. Incorporated
43 Years of Experience
Bellevue, WA
1 DisclosureBroker
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Robert Graue is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Bellevue, WA, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

777 108th Ave NE, #1600, Bellevue, WA, 98004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2019
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is involved with the Bellevue Sunrise Rotary, a charitable organization. This activity is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
November 2014 - Present · 11 yrs 11 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 11 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
Mcadams Wright Ragen, INC.
May 2009 - November 2014 · 5 yrs 6 mos
Mcadams Wright Ragen, INC.Broker
May 2009 - November 2014 · 5 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
Wells Fargo Advisors, LLC
January 2008 - May 2009 · 1 yr 4 mos
A. G. Edwards & Sons, INC.
December 1998 - January 2008 · 9 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
March 1995 - January 2008 · 12 yrs 10 mos
Smith Barney INC.Broker
December 1982 - March 1995 · 12 yrs 3 mos
State Registrations24 states
ARAZCACOFLGAHIIDILMAMNMTNDNVNYOHORSCSDTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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