Craig Cole
Craig Cole is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Oro Valley, AZ, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Oro Valley, AZ
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
May 2002Other Business ActivitiesSells Insurance
Craig owns Craig A. Cole, LLC for tax/investment purposes, dedicating about 10-20% of his time. He is also an agent for non-variable insurance products, spending about 10-20% of his time overall, with about half that time during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.