JL
JL
John Lokar
43 Years of Experience
Plymouth, MI
2 DisclosuresBroker
John Lokar is a registered investment advisor at Raymond James & Associates, INC., based in Plymouth, MI, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
505 S. Main Street, Plymouth, MI, 48170
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007Withdrawn
Customer Dispute
October 2004Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2007 - Present · 19 yrs 1 mo
Raymond James & Associates, INC.
April 2005 - Present · 21 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2005 - Present · 21 yrs 1 mo
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - May 2005 · 1 yr 10 mos
Prudential Securities IncorporatedBroker
October 1987 - July 2003 · 15 yrs 9 mos
E. F. Hutton & Company INCBroker
December 1982 - October 1987 · 4 yrs 10 mos
State Registrations30 states
ALARAZCACODEFLILINKSKYMAMDMIMNMONCNENHNYOHOKORPASCTNTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.