Samuel Hawtree
Samuel Hawtree is a CFP-designated registered investment advisor at Hawtree Advisory Group, LLC, based in Tucson, AZ, with 43 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 84 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable. If the account falls below $50,000, the minimum annual fee is $1,125.
Fee Estimator
Location
6069 E. Grant Road, Tucson, AZ, 85712
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2000Other Business ActivitiesSells Insurance
Samuel is an agent/rep and owner of Hawtree Advisory Group, an RIA, spending full-time hours on discretionary management of client assets. He also spends minimal time on insurance sales through Hawtree Financial Services and works as a notary public.
Employment History
Current Registrations
Hawtree Advisory Group, LLC
Previous Registrations
Ceros Financial Services, INC.Broker
Rydex Distributors, INC.Broker
Fsc Securities CorporationBroker
CueBroker
Anchor National Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.