DC
DC
Daniel Collins is a registered investment advisor, based in Tampa, FL, with 41 years of industry experience.
Location
3030 North Rocky Point Drive West, Suite 700, Tampa, FL, 33607
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Regulatory History (2)
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Judgment / Lien
December 1996Customer Dispute
May 1994Settled
Other Business ActivitiesSells Insurance
Daniel is a life and health insurance agent selling and servicing fixed insurance products, dedicating a few hours per week to this activity. He also operates under the DBA Working Capital(ist) for IFP Securities, spending about half his time on this, with about a quarter of his time during securities trading.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs 4 mos
Independent Financial Partners
April 2008 - Present · 18 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - May 2019 · 9 yrs 8 mos
Mutual Service CorporationBroker
May 1995 - September 2009 · 14 yrs 4 mos
Dean Witter Reynolds INC.Broker
June 1991 - April 1995 · 3 yrs 10 mos
Walnut Street Securities, INC.Broker
November 1990 - June 1991 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1986 - March 1989 · 2 yrs 3 mos
Thomson Mckinnon Securities INC.Broker
January 1983 - December 1986 · 3 yrs 11 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.