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George Fellows

Oppenheimer & CO. INC.
42 Years of Experience
Washington, DC
4 DisclosuresBroker
View SEC Summary
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George Fellows is a registered investment advisor at Oppenheimer & CO. INC., based in Washington, DC, with 42 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1801 K Street Nw, Suite 750, Washington, DC, 20006

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022
Settled
Regulatory
March 2015
Final
Employment Separation After Allegations
October 2012
Customer Dispute
November 1998
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George is a co-trustee, along with his sister, of a trust established to care for their brother, dedicating a few hours per week. He is also a 1% beneficiary in another trust.

Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2013 - Present · 13 yrs 9 mos
Oppenheimer & CO. INC.
November 2012 - Present · 13 yrs 11 mos
Oppenheimer & CO. INC.Broker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - November 2012 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - November 2012 · 5 yrs 9 mos
Citigroup Global Markets INC.
July 1995 - February 2007 · 11 yrs 7 mos
Citigroup Global Markets INC.Broker
February 1994 - February 2007 · 13 yrs
Dean Witter Reynolds INC.Broker
August 1989 - February 1994 · 4 yrs 6 mos
Advest, INC.Broker
March 1989 - May 1989 · 2 mos
Altman, Brenner & Wasserman, INC.Broker
August 1986 - January 1989 · 2 yrs 5 mos
Drexel Burnham Lambert IncorporatedBroker
May 1983 - August 1986 · 3 yrs 3 mos
State Registrations17 states
CACTDCDEFLGAMDNJNYOHPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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