James Auxier is a registered investment advisor at Auxier Asset Management, based in Aurora, OR, with 43 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 506 clients with $860M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1M+ | 1.00% |
Fees may be negotiated based upon the account size and services provided. For mutual fund and fixed income portfolios, the fee is 0.50%.
Fee Estimator
Location
15668 NE Eilers Road, Aurora, OR, 97002
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 1998Customer Dispute
October 1998Other Business Activities
James is the President, Portfolio Manager, and Business Owner of Auxier Asset Management LLC, dedicating nearly full-time hours. He also has several non-investment related activities including partnerships/ownership in hazelnut orchards, rental properties, agriculture, and a charitable foundation, requiring minimal to about 10-20% of his time.
Employment History
Current Registrations
Auxier Asset Management
Previous Registrations
Foreside Fund Services, LLCBroker
Westminster Financial Securities, INC.Broker
Tradition Asiel Securities INC.Broker
Portland Investment Services, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Foster & Marshall/american Express INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.