Dean Rosini is a registered investment advisor, based in Havertown, PA, with 42 years of industry experience.
Location
Havertown, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Dean is an advisor at Steward Partners Investment Advisory LLC, an independent RIA. He dedicates minimal time to this business outside of his primary role.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
August 2020 - May 2022 · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
August 2020 - August 2020 · 0 mos
Wells Fargo Clearing Services, LLC
September 2016 - August 2020 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
March 2014 - December 2014 · 9 mos
Wells Fargo Advisors, LLC
October 2011 - December 2012 · 1 yr 2 mos
Wells Fargo Clearing Services, LLCBroker
October 1999 - August 2020 · 20 yrs 10 mos
First Union Capital Markets CORP.Broker
September 1998 - October 1999 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
August 1990 - September 1998 · 8 yrs 1 mo
Lehman Brothers INC.Broker
April 1988 - February 1991 · 2 yrs 10 mos
E. F. Hutton & Company INCBroker
December 1984 - April 1988 · 3 yrs 4 mos
First Jersey Securities, INC.Broker
May 1983 - December 1984 · 1 yr 7 mos
Pruco Securities CorporationBroker
May 1983 - April 1984 · 11 mos
State Registrations13 states
CACOCTFLILMDNCNJNYPASCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.