William Finkelstein is a registered investment advisor, based in Melville, NY, with 35 years of industry experience.
Location
35 Pinelawn Road, Suite 101E, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William works as a registered representative for Herold & Lantern Investments, Inc., an affiliated broker-dealer, providing brokerage services to retail investors. He dedicates a few hours per week to this role.
Employment History
Current Registrations
Herold & Lantern Investments, INC.Broker
Lantern Wealth Advisors, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Brean Murray, Carret & CO., LLC.Broker
Mark Boyar & Company, INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.