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CFP
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CFP

Randall Clark

Corient
43 Years of Experience
Carmel, IN
View SEC Summary
View SEC Summary

Randall Clark is a CFP-designated registered investment advisor at Corient, based in Carmel, IN, with 43 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 4 more. Their firm serves 26,586 clients with $170B in assets under management.

Corient
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
647 advisors
Number of Clients
26,586 clients
Average Client Portfolio
$6.2M average
Assets Under Management
$165.3B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees vary by client and services provided, ranging up to 1.00% per year, and are negotiable. Clients acquired through business acquisitions may remain on their legacy fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Carmel, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randall is the owner of SDC Property Management LLC since 2012, dedicating a few hours per week to consulting with the property manager. This activity is not investment-related.

Employment History
Current Registrations
Corient
October 2023 - Present · 3 yrs
Previous Registrations
Crown Capital Securities, L.P.Broker
August 2009 - October 2023 · 14 yrs 2 mos
Windsor Wealth Management, INC.
December 1998 - November 2023 · 24 yrs 11 mos
Waterstone Financial Group, INC.Broker
May 1995 - August 2009 · 14 yrs 3 mos
Sunamerica Securities, INC.Broker
June 1989 - May 1995 · 5 yrs 11 mos
Southmark Financial Services, INC.Broker
May 1987 - June 1989 · 2 yrs 1 mo
Penn Mutual Equity Services, INC.Broker
March 1983 - May 1987 · 4 yrs 2 mos
State Registrations2 states
INTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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