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Ronald Clark

LPL Financial LLC
42 Years of Experience
Gadsden, AL
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Ronald Clark is a registered investment advisor at LPL Financial LLC, based in Gadsden, AL, with 42 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Duncan Street, Gadsden, AL, 35901

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2018
Final
Regulatory
July 2011
Final
Regulatory
November 1996
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald operates under several DBAs for his LPL business and owns The Money Coach LLC for tax/investment purposes, dedicating nearly full-time hours to it. He also sells universal life and term insurance, spending about 10-20% of his time on this, and owns rental real estate, spending a few hours per week on it.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - February 2023 · 1 yr 9 mos
Summit Financial Group INC
January 2021 - May 2021 · 4 mos
Cetera Advisor Networks LLCBroker
September 2019 - February 2023 · 3 yrs 5 mos
Summit Financial Group INC
December 2009 - September 2019 · 9 yrs 9 mos
Summit Brokerage Services, INC.Broker
March 2009 - September 2019 · 10 yrs 6 mos
Investment Advisors
October 2006 - April 2009 · 2 yrs 6 mos
Proequities, INC.Broker
March 1992 - April 2009 · 17 yrs 1 mo
John Hancock Distributors, INC.Broker
September 1990 - February 1992 · 1 yr 5 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1990 - February 1992 · 1 yr 5 mos
Protective Equity Services, INC.Broker
January 1989 - September 1990 · 1 yr 8 mos
John Hancock Distributors, INC.Broker
May 1983 - November 1987 · 4 yrs 6 mos
State Registrations26 states
ALAZCACOCTDCFLGAILINKSKYMAMDNCNVNYOHOKPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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