NN
NN

Nina Nitti

34 Years of Experience
Carlsbad, CA
3 DisclosuresBroker

Nina Nitti is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 34 years of industry experience. Nina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

Loading...

Location

5796 Armada Drive, Suite 200, Carlsbad, CA, 92008

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1990
Final
Regulatory
March 1989
Final
Regulatory
July 1988
Final
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
September 1995 - April 2007 · 11 yrs 7 mos
Mutual Securities, INC.Broker
May 1987 - July 1988 · 1 yr 2 mos
Investors International Securities, INC.Broker
September 1984 - October 1986 · 2 yrs 1 mo
First Wilshire Securities Management, INC.Broker
February 1984 - April 1984 · 2 mos
State Registrations37 states
AKALARAZCACODEFLGAHIIAIDILINKSKYMAMDMEMIMOMTNCNJNMNVNYOHOKORPATNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors