Nina Nitti is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5796 Armada Drive, Suite 200, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (3)
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Regulatory
May 1990Final
Regulatory
March 1989Final
Regulatory
July 1988Final
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
September 1995 - April 2007 · 11 yrs 7 mos
Mutual Securities, INC.Broker
May 1987 - July 1988 · 1 yr 2 mos
Investors International Securities, INC.Broker
September 1984 - October 1986 · 2 yrs 1 mo
First Wilshire Securities Management, INC.Broker
February 1984 - April 1984 · 2 mos
State Registrations36 states
AKALARAZCACODEFLGAHIIAIDILINKSKYMAMDMEMIMOMTNCNJNMNVNYOHOKORPATXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.