Michael Raymond is a registered investment advisor, based in New Haven, CT, with 43 years of industry experience.
Location
195 Church Street, 7th floor, New Haven, CT, 06510
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael operates Raymond Wealth Advisors as a DBA for his LPL business since 2009, dedicating all of his time to it. He is also a book author since 2017, but spends no time on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2025 - Present · 9 mos
Raymond James Financial Services Advisors, INC
August 2025 - Present · 9 mos
Previous Registrations
LPL Financial LLCBroker
May 2019 - August 2025 · 6 yrs 3 mos
LPL Financial LLC
May 2019 - August 2025 · 6 yrs 3 mos
Cambridge Investment Research Advisors, INC.
May 2014 - June 2019 · 5 yrs 1 mo
Cambridge Investment Research, INC.Broker
May 2014 - June 2019 · 5 yrs 1 mo
Cetera Advisor Networks LLC
September 2013 - May 2014 · 8 mos
Cetera Advisor Networks LLCBroker
September 2013 - May 2014 · 8 mos
Walnut Street Securities, INC.
August 2003 - September 2013 · 10 yrs 1 mo
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Nathan & Lewis Securities, INC.
December 1996 - August 2003 · 6 yrs 8 mos
Nathan & Lewis Securities, INC.Broker
December 1996 - August 2003 · 6 yrs 8 mos
Royal Alliance Associates, INC.Broker
September 1996 - November 1996 · 2 mos
Nathan & Lewis Securities, INC.Broker
June 1983 - September 1996 · 13 yrs 3 mos
American Capital Financial Services, INC.Broker
February 1983 - January 1984 · 11 mos
State Registrations11 states
CTDEFLNCNHNJNYPASCSDVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.