Gwendolyn Chatham
Gwendolyn Chatham is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in Sacramento, CA, with 43 years of industry experience. Gwendolyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
20 Bicentennial Circle, Suite 100, Sacramento, CA, 95826
Get directionsHistory
Regulatory History (7)
Customer Dispute
December 2008Customer Dispute
September 2002Regulatory
August 1994Customer Dispute
July 1993Regulatory
December 1991Customer Dispute
October 1991Customer Dispute
June 1990Other Business ActivitiesSells Insurance
Gwendolyn occasionally sells non-proprietary outside insurance and variable annuity (VA) products since 2018, dedicating minimal time to this activity. She receives more than 10% annual compensation from this investment-related activity.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.