James Heaton
James Heaton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bristol, VA, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
125 Walling Rd, Bristol, VA, 24201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the treasurer of the Riverstead Community HOA, dedicating minimal time. He is also a part owner and branch manager of Triinitas Wealth Management, spending about half his time on this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Previous Registrations
Raymond James Financial Services, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Union Capital Markets CORP.Broker
State Registrations2 states
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