TrueAdvisor
TrueAdvisor
SB
SB

Sandra Louise Bublitz

Alliance Advisory & Securities, LLC
42 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningEducation PlanningInsurance Planning
Alliance Advisory & Securities, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
667 clients
Average Client Portfolio
$959K average
Assets Under Management
$639.4M

Fee Structure

Minimum Investment:$100K

Location

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA, 91361

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alliance Advisory & Securities, LLC
October 2001 - Present · 24 yrs 4 mos
Previous Registrations
Alliance Advisory & Securities, INC.Broker
May 1991 - August 2021 · 30 yrs 3 mos
Dreher & Associates, INC.Broker
January 1990 - May 1991 · 1 yr 4 mos
American Express Financial Advisors INC.Broker
February 1983 - December 1989 · 6 yrs 10 mos
Ids Financial Services INC.Broker
February 1983 - December 1986 · 3 yrs 10 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.