Walter Johnson is a registered investment advisor, based in Columbia, MD, with 43 years of industry experience.
Location
10500 Little Patuxent Pkwy, Suite 305, Columbia, MD, 21044
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Regulatory History (3)
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Customer Dispute
November 2011Settled
Customer Dispute
January 2010Denied
Customer Dispute
June 2002Settled
Other Business Activities
Walter is the trustee for multiple family trusts created by his spouse, Jennifer Johnson, and is one of seven financial advisors in an independent branch of EFL. He also manages a family farm called Wise Owl Acres LLC with his spouse and brother-in-law, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Raymond James Financial Services, INC.
February 2020 - Present · 6 yrs 5 mos
Raymond James Financial Services Advisors, INC
February 2020 - Present · 6 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2020 - Present · 6 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - February 2020 · 16 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - February 2020 · 16 yrs 7 mos
Prudential Securities Incorporated
August 1983 - July 2003 · 19 yrs 11 mos
Prudential Securities IncorporatedBroker
January 1983 - July 2003 · 20 yrs 6 mos
State Registrations35 states
AKAZCACOCTDCDEFLGAIDILINKYMAMDMEMNNCNHNJNVNYOHOKORPASCTNTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.