Jeffrey Levy
Jeffrey Levy is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Flushing, NY, with 42 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Flushing, NY
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2009Customer Dispute
January 1999Customer Dispute
December 1998Other Business ActivitiesSells Insurance
Jeffrey is the president of Harland Financial Services Corp., where he sells fixed insurance products, dedicating about 10-20% of his time. He also works as an investment advisor, spending about a quarter of his time developing and implementing investment plans for clients.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Commonwealth Equity Services, INC.Broker
Independent Financial Securities, INC.Broker
New England Securities CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.