KW
KW

Ken Williams

43 Years of Experience
Nashville, TN
Broker

Ken Williams is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2017 - Present · 8 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
August 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2004 - August 2017 · 13 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - August 2017 · 14 yrs 1 mo
Prudential Securities IncorporatedBroker
May 1992 - July 2003 · 11 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1987 - May 1992 · 5 yrs 3 mos
Prudential-Bache Securities INC.Broker
January 1983 - March 1987 · 4 yrs 2 mos
State Registrations14 states
ALCACOCTFLGAIDKYMSNCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ken Williams - Financial Advisor | TrueAdvisor