George Paxton
George Paxton is a registered investment advisor at Osaic Wealth, INC., based in Omaha, NE, with 40 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10040 Regency Cir, Ste 340, Omaha, NE, 68114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George is an insurance agent since 1994, dedicating a few hours per week to this role. He is also an Investment Advisor Representative (IAR) with Cambridge Investment Research Advisors, Inc., spending full-time hours in this capacity, and the President of Monarch Financial Group, Inc., spending minimal time on this tax reporting entity. Additionally, George owns GAP Real Estate, LLC, which holds a rental property occupied by his daughter, requiring minimal time for yard work and overseeing improvements.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Sii Investments, INC.
Sii Investments, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Sii Investments, INC.Broker
Royal Alliance Associates, INC.Broker
Jackson National Financial Services, INC.Broker
Ameritas Investment CORP.Broker
Mutual of Omaha Fund Management CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.