Michael Healy is a registered investment advisor at LPL Financial LLC, based in Tustin, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17542 East 17th Street, Suite 460, Tustin, CA, 92780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates SFG Investments as a DBA for his LPL business, dedicating full-time hours. He also provides investment advisory services through Seamount Financial Group, LLC, as an IAR, spending full-time hours as well.
Employment History
Current Registrations
LPL Financial LLCBroker
Seamount Financial Group INC
Previous Registrations
Grove Point Investments, LLCBroker
Hagerty, Stewart & Associates, INC.Broker
Dean Witter Reynolds INC.Broker
Titan Capital CorporationBroker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations26 states
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