DJ
DJ

Donald Johnson

42 Years of Experience
Gardnerville, NV
3 DisclosuresBroker

Donald Johnson is a registered investment advisor at LPL Financial LLC, based in Gardnerville, NV, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Gardnerville, NV

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Denied
Customer Dispute
December 1994
Award / Judgment
Employment Separation After Allegations
July 1987
Other Business Activities

Johnson Wealth Group is a DBA for Donald's securities business and is investment-related.

Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 1 yr 1 mo
LPL Financial LLCBroker
June 2025 - Present · 1 yr 1 mo
Previous Registrations
Western International Securities
July 2020 - June 2025 · 4 yrs 11 mos
Western International Securities, INC.Broker
July 2020 - June 2025 · 4 yrs 11 mos
Wells Fargo Clearing Services, LLC
August 2005 - July 2020 · 14 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
July 1992 - July 2020 · 28 yrs
Prudential Securities IncorporatedBroker
June 1992 - July 1992 · 1 mo
Lehman Brothers INC.Broker
August 1989 - June 1992 · 2 yrs 10 mos
Wedbush Morgan Securities INC.Broker
November 1988 - August 1989 · 9 mos
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
February 1988 - August 1989 · 1 yr 6 mos
Smith Bellingham International, INC.Broker
October 1987 - February 1988 · 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1986 - July 1987 · 1 yr 2 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
January 1983 - May 1986 · 3 yrs 4 mos
State Registrations15 states
AZCACOFLILKSMINMNVNYORPATXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.