Marvin Heiman is a registered investment advisor at LPL Financial LLC, based in Deerfield, IL, with 43 years of industry experience. Marvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
707 Lake Cook Rd, Suite 250, Deerfield, IL, 60015
Get directionsHistory
Regulatory History (3)
Regulatory
August 2005Customer Dispute
May 2003Customer Dispute
February 1995Other Business Activities
Marvin operates under two DBAs, Sussex Financial Group, Inc. and LaMonica Financial Group, LLC, for his LPL business. These activities are investment-related and take about a quarter of his time each.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Sussex Financial Group, INC
Sussex Financial Group, INC.Broker
Professional Real Estate Securities Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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