Marvin Heiman
Marvin Heiman is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (3)
Regulatory
August 2005Customer Dispute
May 2003Customer Dispute
February 1995Other Business Activities
Marvin operates under two DBAs, Sussex Financial Group, Inc. and LaMonica Financial Group, LLC, for his LPL business. These activities are investment-related and take about a quarter of his time each.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Sussex Financial Group, INC
Sussex Financial Group, INC.Broker
Professional Real Estate Securities Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.