Gary Wales
Gary Wales is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Northville, MI, with 43 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
21800 Haggerty Road, Suite 209, Northville, MI, 48167
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary sells life, disability, long-term care, Medicare insurance, and fixed annuities, and prepares taxes under Spectrum Financial Services, Inc., taking about 10-20% of his time. He is also an investment adviser representative under OsSAICWealth, dedicating most of his time to this role, and is the president of Spectrum Financial Services, Inc.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Mariner Financial Services, INC.Broker
Hamilton Investments, INC.Broker
Korn, Womack, Stern and Associates, INC.Broker
Value Equities CorporationBroker
Mariner Financial Services, INC.Broker
Radford Capital CorporationBroker
Structured Shelters Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.