Frank Wong
Frank Wong is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in New York, NY, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
150 West 56th Street, Suite 4012, New York, NY, 10019
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2012Other Business ActivitiesSells Insurance
Frank is the 100% owner of W Wealth Strategies LLC (DBA), an IAR of F3 Logic LLC (an outside RIA), and provides tax preparation services. Frank is also a NJ insurance agent offering various types of insurance products and a part-time volunteer teacher at Hunter College.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
F3logic, LLC
Independent Financial Group, LLC
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
MML Investors Services, LLC
MML Investors Services, LLCBroker
Cigna Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.