Geraldine Cunningham is a registered investment advisor, based in Westerly, RI, with 43 years of industry experience.
Location
85 Beach Street, P.O. Box 1968, Westerly, RI, 02891
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Geraldine is an insurance agent since 2010 and the President and Treasurer of First Financial Advisory Services since 2012, dedicating about half of her time to the latter. She also participates in several other activities, including real estate and serving as a trustee and arbitrator, each requiring minimal time.
Employment History
Current Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
First Financial Advisory Services INC
Previous Registrations
First Allied Securities, INC.
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
First Affiliated Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.