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Steven Southworth
20 Years of Experience
Steamboat Springs, CO
2 Disclosures
Steven Southworth is a registered investment advisor at Propolis Capital Management, based in Steamboat Springs, CO, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $3.2M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
1 client
Average Client Portfolio
$3.2M average
Assets Under Management
$3.2M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The firm also receives a performance-based allocation of 20% of capital gains, subject to a high-water mark.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1901 Pine Grove Road, Suite 203, Steamboat Springs, CO, 80487
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 1999Settled
Employment Separation After Allegations
Employment History
Current Registrations
Propolis Capital Management
October 2005 - Present · 20 yrs 7 mos
State Registrations1 state
CO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.