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Kevin Foley

Raymond James Financial Services Advisors, INC
43 Years of Experience
Worthington, OH
2 DisclosuresBroker
View SEC Summary
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Kevin Foley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Worthington, OH, with 43 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

450 W. Wilson Bridge Rd., Suite 100, Worthington, OH, 43085

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2004
Denied
Customer Dispute
July 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin is the CEO of Financial Advisors Resources, an LLC used for payroll and business expenses, dedicating a few hours per week. He also owns a support company for an RJFS practice, Foley & Fields Wealth Strategies, spending about 10-20% of his time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.
January 1999 - Present · 27 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
Raymond James Financial Services
June 2002 - January 2009 · 6 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
March 1983 - January 1999 · 15 yrs 10 mos
Lincoln Financial Advisors CorporationBroker
March 1983 - January 1999 · 15 yrs 10 mos
Lincoln National Pension Insurance CompanyBroker
March 1983 - January 1989 · 5 yrs 10 mos
State Registrations37 states
ALAZCACODCFLGAHIIDILINKYLAMDMEMIMNMOMSNCNHNJNVNYOHOKORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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