Susan Murphy
Susan Murphy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Poughkeepsie, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2649 South Rd, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Susan owns commercial and residential rental properties, including a commercial building with storefronts and residential rentals, and has a 50% ownership in Westside Apartments. She also manages the FDT Realty LLC, established to organize ownership of inherited residential properties, and is a trustee for the Tyneway Family Trust, which holds farmland.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Equitrust Marketing Services, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.