Matthew Caputo
Matthew Caputo is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Bellevue, OH, with 41 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
301 W Main St., Bellevue, OH, 44811
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Regulatory History (1)
Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Matthew is an independent insurance agent for various independent insurance companies through Caputo and Associates Inc, dedicating full-time hours to this and trading. He is also an advisory representative of a RIA, CIRA, dedicating nearly full-time hours to this and trading. Finally, Matthew is a board member of Mosaic Family Zone, a civic organization, spending a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Royal Alliance Associates, INC.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Focus Securities, INC.Broker
Sun Investment Services CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.