Dean Holmes is a registered investment advisor at Osaic Wealth, INC., based in Irvine, CA, with 39 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
17400 Laguna Canyon Road, Suite 125, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean performs bookkeeping, recordkeeping, and administrative functions for his spouse's company, Holmes Benefit Consulting LLC, dedicating minimal time. Dean is also an agent with Oakwood Wealth Partners, offering and servicing fixed insurance products, including annuities, disability, long-term care, and life insurance, which takes nearly full-time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
American General Financial Advisors, INC.
The Variable Annuity Marketing CompanyBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Gateway Investment Services, INC.Broker
Invest Financial CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.