Stephen August is a registered investment advisor at LPL Financial LLC, based in Tulsa, OK, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6109 S 72nd East Ave, Tulsa, OK, 74133
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is involved with Epic Charter Schools, dedicating about a quarter of his time to monitoring administration. He also operates under the DBA August Financial Advisors for his LPL business, spending nearly full-time hours on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
MML Investors Services, LLC
MML Investors Services, LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Cornerstone Financial Services INC
Cambridge Legacy Securities L.L.C.Broker
Vineyard Asset Management, LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pacific West Securities, INC.Broker
Abraham & CO., INC.Broker
Financial Network Investment CorporationBroker
University Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.