John Richards is a registered investment advisor at LPL Financial LLC, based in Valley Village, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Valley Village, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John works as an actor since 2013, dedicating minimal time to this activity. He also creates videos for his YouTube channel, jarichards99utube, spending about 10-20% of his time on this endeavor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Christopher Weil & Company, INCBroker
Baraban Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.