Daniel Haines
Daniel Haines is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Raleigh, NC, with 43 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8816 Six Forks Road, Suite 301, Raleigh, NC, 27615
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1993Other Business ActivitiesSells Insurance
Daniel operates his financial advisory business under the name Capitol Financial Solutions, dedicating full-time hours to it. He also works as an insurance broker for fixed insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Advisorsone Wealth Management Group LLC
Nutmeg Securities, LTD.Broker
Advisorsone,llc
Linsco/private Ledger CORP.Broker
Robert Thomas Securities, INCBroker
Prudential Securities IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.