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David Morris

J.P. Morgan Securities LLC
39 Years of Experience
Ventura, CA
2 DisclosuresBroker
View SEC Summary
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David Morris is a registered investment advisor at J.P. Morgan Securities LLC, based in Ventura, CA, with 39 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3498 Telegraph Rd., Ventura, CA, 93003

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 1987
Final
Regulatory
May 1986
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
January 2017 - Present · 9 yrs 9 mos
J.P. Morgan Securities LLC
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Nashville Financial Services PLLC
September 2016 - November 2016 · 2 mos
Avondale Partners, LLCBroker
August 2010 - August 2016 · 6 yrs
Avondale Partners, LLC
August 2010 - August 2016 · 6 yrs
Church Street Advisors LLC
September 2009 - December 2010 · 1 yr 3 mos
Church Street Advisors LLC
February 2006 - May 2008 · 2 yrs 3 mos
Electronic Trading Group, LLCBroker
October 2002 - November 2005 · 3 yrs 1 mo
Rothschild Lieberman LTD.Broker
July 2001 - November 2002 · 1 yr 4 mos
First New York Securities L.L.C.Broker
May 2000 - September 2000 · 4 mos
Etg, L.L.C.Broker
January 2000 - May 2000 · 4 mos
First New York Securities L.L.C.Broker
July 1992 - January 2000 · 7 yrs 6 mos
First New York Securities L.L.C.Broker
February 1990 - November 1990 · 9 mos
Oppenheimer & CO., INC.Broker
May 1986 - February 1990 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1983 - June 1986 · 3 yrs 3 mos
State Registrations31 states
AKAZCACOCTFLGAHIIAIDILKYLAMDMNMOMTNCNMNVNYOHORSCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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