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JW
JW

John Robert Whittington

Live Oak Wealth Advisory Group, LLC
42 Years of Experience
3 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Live Oak Wealth Advisory Group, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
114 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$143.0M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable and may vary based on several factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

3730 Kirby Drive, Suite 1200, Houston, TX, 77030

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Denied
Customer Dispute
March 2002
Denied
Customer Dispute
November 1997
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Live Oak Wealth Advisory Group, LLC
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1993 - June 2021 · 27 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - June 2021 · 27 yrs 8 mos
Edward D. Jones & CO., L.P.Broker
March 1983 - October 1993 · 10 yrs 7 mos
State Registrations2 states
LATX
Advisor
Exams
No exam information available for this advisor.