SW
SW

Stephanie Whittier

43 Years of Experience
New York, NY
Broker

Stephanie Whittier is a registered investment advisor at Morgan Stanley, based in New York, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1585 Broadway, 21st Floor, New York, NY, 10036

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Stephanie is a part owner of rental properties in New York since 1988 and owns a rental property in Sag Harbor, NY since 2019. She is also a silent partner in Sigma II, commercial retail stores in Southhampton, NY since 2008.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2005 - June 2009 · 3 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
February 1983 - June 2009 · 26 yrs 4 mos
State Registrations28 states
AZCACOCTDCFLGAILMAMDMIMNMOMTNCNENJNYOHOKPAPRRISCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.