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Patrick Fitzsimmons

Woodstock Wealth Management, INC.
37 Years of Experience
Erie, PA
7 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Patrick Fitzsimmons is a registered investment advisor at Woodstock Wealth Management, INC., based in Erie, PA, with 37 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,586 clients with $730M in assets under management.

Woodstock Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,586 clients
Average Client Portfolio
$458K average
Assets Under Management
$726.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

The annual fee for the Managed Account Program is negotiable and will not exceed 2.50%. The Performance Fee Program charges a standard 1% annual portfolio fee plus up to 20% performance fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

900 State Street, Erie, PA, 16501

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Settled
Customer Dispute
June 2010
Settled
Customer Dispute
February 2010
Denied
Customer Dispute
January 2009
Settled
Customer Dispute
December 2008
Denied
Customer Dispute
October 2006
Settled
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Patrick is involved in several outside business activities. He is the VP of Ferncliff Enterprises LLC, doing business as Luggagedesigners.com, dedicating minimal time to strategic planning and business advice. Patrick also owns Fitzsimmons Financial Services LLC, operating a branch office for Woodstock Wealth Management, dedicating minimal time to paying branch expenses, and as a sole proprietor, he spends minimal time offering and selling non-securities insurance.

Employment History
Current Registrations
Woodstock Wealth Management, INC.
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Woodstock Financial Group, INC.Broker
November 2018 - December 2019 · 1 yr 1 mo
Ifs SecuritiesBroker
January 2018 - November 2018 · 10 mos
Ifs SecuritiesBroker
January 2016 - August 2016 · 7 mos
Ifs Advisory, LLC
February 2012 - November 2018 · 6 yrs 9 mos
Ifs SecuritiesBroker
December 2011 - December 2015 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - November 2011 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - November 2011 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
January 1995 - December 2008 · 13 yrs 11 mos
Ameriprise Financial Services, INC.Broker
October 1994 - December 2008 · 14 yrs 2 mos
Ids Life Insurance CompanyBroker
October 1994 - July 2006 · 11 yrs 9 mos
Gkn Securities CORP.Broker
December 1993 - October 1994 · 10 mos
Chatfield Dean & CO., INC.Broker
November 1993 - December 1993 · 1 mo
Pruco Securities CorporationBroker
October 1988 - September 1993 · 4 yrs 11 mos
The Prudential Insurance Company of AmericaBroker
October 1988 - September 1993 · 4 yrs 11 mos
State Registrations2 states
FLPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Patrick Fitzsimmons - Financial Advisor | TrueAdvisor