WS
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William Stauffer
43 Years of Experience
Santa Ana, CA
1 DisclosureBroker
William Stauffer is a registered investment advisor at Morgan Stanley, based in Santa Ana, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2677 North Main Street, Suite 1000, Santa Ana, CA, 92705
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Regulatory History (1)
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Customer Dispute
February 2009Denied
Other Business Activities
William is involved with several organizations, including the Boys and Girls Club, Saint Joseph Ballet Company, and O L Halsell Foundation. He also manages multiple real estate properties and LLCs, dedicating minimal time to each after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
March 1983 - April 2007 · 24 yrs 1 mo
State Registrations32 states
ALAZCACOCTFLGAIAIDILKYLAMAMEMIMNMTNCNVNYOHORPASCSDTNTXUTVTWAWIWY
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Exams
No exam information available for this advisor.