William Stauffer
William Stauffer is a registered investment advisor at Morgan Stanley, based in Santa Ana, CA, with 43 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2677 North Main Street, Suite 1000, Santa Ana, CA, 92705
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
William is involved with several organizations, including the Boys and Girls Club, Saint Joseph Ballet Company, and O L Halsell Foundation. He also manages multiple real estate properties and LLCs, dedicating minimal time to each after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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