Lawrence Paladino
Lawrence Paladino is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 42 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2013Other Business Activities
Lawrence is a board member of Paladino Farms Inc., a farming business, since 2013. He dedicates a few hours per week to this non-investment related activity and receives no compensation.
Employment History
Current Registrations
Sunbelt Securities
Sunbelt Securities, INC.Broker
Previous Registrations
Sunbelt Securities
Berthel, Fisher & Company Financial Services, INC.Broker
Bfc Planning, INC.
Milkie/ferguson Investments, INC.
Milkie/ferguson Investments, INC.Broker
Principal Financial Securities,inc.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.